RIA Compliance Management
Free
$0 / year (limited)
$0 / year (limited)
For those who want to try out product
- Compliance Calendar
- Guidelines
Premium
$995 / year
($82.92/mo billed annually)
$995 / year
($82.92/mo billed annually)
For state-registrants
- Compliance Calendar
- Guidelines
- Alerts
- Checklists
- Maps
- Forms
- Agreements
- Cloud Storage Directory
Premium Plus
$1195 / year
($99.58/mo billed annually)
$1195 / year
($99.58/mo billed annually)
For SEC Registrants and State Registrants that require an annual review
- Compliance Calendar
- Guidelines
- Alerts
- Checklists
- Maps
- Forms
- Agreements
- Disclosure Documentation
- Review Center
- Cloud Storage Directory